stockbroking
Investment
A decision by the regulator to ban the former CEO of a stockbroking firm from the industry and fine him £450,000 for giving unsuitable advice and high-pressure mis-selling, has been upheld.
13 March 2015
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Investment
City stockbrokers are considering lodging an official complaint after the government's decision to reject the majority of applications for Royal Mail shares cost them millions in lost commissions.
14 October 2013
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Regulation
The Financial Services Compensation Scheme (FSCS) has begun paying redress to clients of stockbroker Fyshe Horton Finney (FHF), which entered special administration earlier this year.
09 August 2013
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Regulation
The Financial Services Compensation Scheme (FSCS) could receive an upper limit of 66,700 new claims in 2013/14.
06 February 2013
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Regulation
The Financial Services Authority (FSA) has banned George Leavey, the managing partner at stockbroking firm First Colonial Investments (FCI), for reckless misconduct.
29 May 2012
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Wrap/platforms
Barclays Stockbrokers has partnered with Fidelity FundsNetwork to launch an enhanced version of its platform.
22 February 2012
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Regulation
The FSA has varied the permissions of national stockbroker Pritchard for failing to adequately protect client money.
13 February 2012
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Wrap/platforms
Cofunds has appointed Barclays Stockbrokers as exclusive provider of its new stock trading service.
20 January 2012
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