Regulation

Your profession

BoE bazooka, Cofunds sale and more - what did you miss over the summer?

Key announcements over the break

clock 06 September 2016 • 3 min read

Regulation

FCA cancels DFM's permissions after missed £2,000 fine

Firm received eight invoices

clock 10 August 2016 • 2 min read

Regulation

Update: FCA should use more technology itself while encouraging 'RegTech'

Regulator to focus on innovation and technology theme in 2016/17

clock 25 July 2016 • 4 min read

Regulation

FCA eyes robo-regulation to reduce cost for firms

Aims to be a catalyst for 'RegTech'

clock 20 July 2016 • 3 min read

Regulation

Firms offering just 0.01% interest to savers, FCA finds

Regulator trying to stimulate market competition

clock 18 July 2016 • 2 min read

Regulation

APFA urges firms to complete 'vital' cost of regulation survey

Trade body collecting data to 'hold FCA to account'

clock 14 July 2016 • 1 min read

Your profession

DT adds 'investor experience' assessment questionnaire to Dynamic Planner

System enhanced to ensure FCA requirements met

clock 12 July 2016 • 1 min read

Regulation

Man at the top: What will Andrew Bailey bring to the FCA?

Bailey took the helm at the FCA on 1 July

clock 10 July 2016 • 4 min read

Investment

Eight fund groups make last ditch attempt to change PRIIPs rules

Worried about not including past performance data

clock 20 June 2016 • 1 min read

Regulation

FCA must do more to improve culture in financial firms - parliamentary report

Consumer education also targeted as an area for improvement

clock 15 May 2016 • 2 min read