Firms that fail to put processes in place to meet the requirements of MiFID II now will undoubtedly feel the strain - both financially and operationally - in the near future, warns Matt Riordan
As is often the case with sequels, MiFID II is more ambitious, more expansive and arguably more confusing than its predecessor. With the January 2018 deadline now less than one month away, firms throughout...
Criticism of FCA register post SMCR
Filling Christopher Woodlard’s shoes
Three hours in front of regulators
Figures for Q2 and Q3
Are we rewarding the right things?
Target five colleges first
Re-platforming went well
Nearly two years after High Court appearance
Tried to work at Wesleyan