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RDR

RDR

Do you want more say on gap-fill?

David Muncaster, director of intermediary clients at Close Asset Management, says the lack of clarity around gap-filling is leaving many advisers confused.

clock 02 March 2011 •

Your profession

TSC to grill Sants and Turner on RDR next week

Conservative MP Mark Garnier has promised to give FSA chief executive Hector Sants and chairman Adair Turner "hell" when they are hauled in front of the Treasury Select Committee (TSC) and forced to justify the RDR in a public evidence session next week....

clock 01 March 2011 •

ETFs

FSA warns advisers don't understand ETF risk

The FSA has expressed its concerns about advisers' understanding of ETFs, as take-up of the products rises in the lead-up to RDR.

clock 28 February 2011 •

RDR

FSA issues fresh commission churn warning

The FSA has issued an 'emerging risk' warning on investment advice firms which it says may seek to maximise recurring income before the RDR deadline next year.

clock 28 February 2011 •

Regulation

Networks warned on 'rapid expansion' ahead of RDR

The FSA is warning networks considering bulking up their appointed representative numbers ahead of 2012 to beware the "further strain" this will place on their compliance obligations.

clock 28 February 2011 •

ETFs

UK ETF asset rise outstrips global growth

UK-listed ETFs and ETPs saw assets under management (AUM) increase 49% last year against a global growth of 28%, according to BlackRock.

clock 24 February 2011 •

TMT

Service is the name of the game

Nick Eatock, chief executive of IntelliFlo, explains the basics of the company's software solution, Intelligent Office.

clock 24 February 2011 •

Investment

The route to responsible outsourcing

Fraser Donaldson, Defaqto's insight analyst for funds, looks at the key outsourcing considerations for IFAs.

clock 24 February 2011 •

Investment

What will funds look like post-2012?

Julian Thomas, head of product development at LVAM, looks at possible fund charging structures in a post-RDR world.

clock 24 February 2011 •

Investment

Should you build a wealth management arm?

Chris Pitt, senior management consultant at 1st Exchange & N4, discusses why adding a wealth management arm is the wise decision for the savvy adviser.

clock 24 February 2011 •
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