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Nikhil Rathi

FCA urges firms to navigate advice guidance boundary fears

Your profession

FCA urges firms to navigate advice guidance boundary fears

Firms told to overcome fear of being too close to advice guidance boundary

clock 14 March 2024 • 2 min read
FCA's Rathi: Fair value is not 'Trojan horse' for price regulation

Regulation

FCA's Rathi: Fair value is not 'Trojan horse' for price regulation

'Move away from prescriptive rules, beloved of compliance consultants’

clock 14 March 2024 • 4 min read
FCA and PRA launch consultation to improve D&I in financial services

Your profession

FCA and PRA launch consultation to improve D&I in financial services

The regulators aim to highlight non-financial misconduct

clock 25 September 2023 • 4 min read
FCA exceeds three diversity targets amongst panels

Your profession

FCA exceeds three diversity targets amongst panels

The watchdog aims to make progress on diversity as ‘quickly as possible’

clock 24 July 2023 • 1 min read
FCA confirms £5.3m spend on 'embedding' Consumer Duty

Consumer Duty

FCA confirms £5.3m spend on 'embedding' Consumer Duty

The regulator has released its 2023/24 business plan

clock 05 April 2023 • 2 min read
Unite sends FCA boss 'Dear CEO' letter over staff pay and morale

Regulation

Unite sends FCA boss 'Dear CEO' letter over staff pay and morale

FCA disputes union's figures and says headcount is growing

clock 01 February 2023 • 2 min read
FCA tight-lipped on Woodford in Treasury Committee update

Regulation

FCA tight-lipped on Woodford in Treasury Committee update

Follows accountability hearing of the FCA on 7 November 2022

clock 11 January 2023 • 2 min read
'Elephant in the jungle': FCA chief addresses Consumer Duty worries

Regulation

'Elephant in the jungle': FCA chief addresses Consumer Duty worries

FCA has overcome ‘biggest stumbling blocks’ in rule implementation

clock 17 November 2022 • 4 min read
FCA aims to quell claims company concerns with phoenixing rule revamp

Regulation

FCA aims to quell claims company concerns with phoenixing rule revamp

CEO Rathi responds to the Financial Services Panel’s annual report

clock 15 November 2022 • 2 min read
FCA: Regulatory 'call-in' powers could risk UK's international reputation

Regulation

FCA: Regulatory 'call-in' powers could risk UK's international reputation

Richard Lloyd and Nikhil Rathi tell MPs

clock 08 November 2022 • 3 min read
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