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networks

Investment

FOS rules On-Line Partnership liable for AR's off books advice

Network the On-Line Partnership is liable for allegedly unsuitable advice it claims one of its appointed representatives (AR) gave without its authorisation, the Financial Ombudsman Service (FOS) has ruled.

clock 18 June 2014 •

Regulation

Network: IFAs feel compliance departments are tying their hands

A growing number of IFAs are approaching network Best Practice saying they are being asked by other networks to adopt particular solutions when dealing with complex problems, technology director Keith Hare has said.

clock 10 June 2014 •

Regulation

No man's land: The perils of advisers writing business 'on the side'

Who is ultimately responsible for the business written by advisers affiliated with nationals or networks?

clock 22 May 2014 •

Managed solutions

Tavistock buys IFA firm to form 'cornerstone' of new national network

IFA business County Life & Pensions and investment manager Blacksquare are to be acquired by Tavistock Investments as part of its plans to assemble a national financial services business.

clock 15 May 2014 •

Adviser tips

Think twice: Why joining a network could dearly cost advisers

Being part of a network could actually cost advisers their livelihood, writes Sheriar Bradbury

clock 20 March 2014 •

Regulation

Sesame Bankhall suffers 'disappointing' £19m loss

Friends Life has reported a "disappointing" £19m loss for Sesame Bankhall Group (SBG) in 2013.

clock 18 March 2014 •

RDR

National IFA chief calls for end to advice 'middle ground'

Chris Smallwood, the chief executive of Openwork-owned national IFA 2plan, has called on the regulator to crack down on what he said were 'misleading' terms used by some restricted advice firms to describe their services.

clock 03 March 2014 •

Your profession

Old Mutual Wealth buys Intrinsic to add 3,000 advisers to business

Old Mutual Wealth has bought advice network Intrinsic for an undisclosed sum as it continues its growth strategy across a number of channels.

clock 28 February 2014 •

Adviser tips

Lone rangers: Thinking about going directly authorised?

Are advisers better off directly authorised?

clock 05 February 2014 •

Investment

Openwork launches seven funds as platforms' AUM hits £1.2bn

The investment arm of restricted network Openwork has launched seven new funds which the business hopes will attract £150m worth of inflows in the first year.

clock 03 February 2014 •
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