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multi-asset

RDR

Sants admits FSA accountability issues; says sorry for RDR response

Hector Sants, chief executive of the Financial Services Authority (FSA), has admitted accountability issues with parliament and apologised for ill-feeling caused by the FSA's refusal to delay the retail distribution review (RDR).

clock 01 November 2011 •

Your profession

Should we fear dual regulation post-RDR?

Perspective Financial Group's Julie Hepworth looks at the implications of accredited bodies taking differing approaches to adviser qualifications.

clock 29 September 2011 •

Your profession

Blog: How to add value for clients post-RDR

In the second of two articles ahead of his upcoming talk at the Institute of Financial Planning (IFP) conference, Dan Sullivan discusses what the RDR means for the future of financial advisers

clock 29 September 2011 •

Your profession

Support for five-year 'sunset clause' on legacy commission

The advisory industry is backing calls for firms to be permitted to receive commission from ‘legacy' products until 2018 - five years longer than the FSA intends.

clock 28 July 2011 •

TCF

Watchdog says IFA pension 'churning' continues

Personal pension 'churning' for higher commissions is still occurring among IFAs, according to a report published today which has been discredited by the trade body representing independent practitioners.

clock 20 July 2011 •

Regulation

IFP and CII awarded accredited body status

The Institute of Financial Planning (IFP) and the Chartered Insurance Institute (CII) have been named among six organisations that will operate as accredited bodies under the FSA's new training and competence regime.

clock 06 June 2011 •

Your profession

PIMS 2011: Does your investment process stand up to FSA scrutiny?

Couldn't make it to the PIMS conference last week? Don't worry, IFAonline brings you the best better business tips from the boat. First up, will your investment process stand up to scrutiny by the FSA or the courts?

clock 19 May 2011 •

Your profession

Revealed: The strong-arm tactics of UCIS salesmen

IFAs have been warned of sales practices by some providers of unregulated collective investment schemes (UCIS) who are wrongly telling advisers they must recommend their products to remain independent.

clock 11 May 2011 •

Regulation

Katz on the FSA grilling: Monsters, simplified advice and exits

I watched every minute of the two hour web cast and found it highly illuminating and educational. I think it gave a very valuable insight into the mind set and attitudes of the Regulator.

clock 05 April 2011 •

Regulation

IFA fights back: We aren't thieves, vagabonds and rogues

Nick Plumb, IFA at Bright Financial Planning Ltd in Sudbury, vents his spleen on the RDR.

clock 11 March 2011 •
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