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Insider trading

Regulation

FCA highlights market abuse risks, with some 'blindingly obvious'

Spotlight on fixed income

clock 14 February 2019 • 5 min read

Regulation

FCA quizzes asset managers on market abuse controls

Questionnaires sent to firms

clock 14 August 2018 • 2 min read

People

Former BlackRock star manager Mark Lyttleton sentenced to 12 months for insider trading

'Sorry and embarrassed'

clock 21 December 2016 • 3 min read

People

Ex-BlackRock manager Mark Lyttleton pleads guilty to two counts of insider trading

Investigation pending since 2013

clock 02 November 2016 • 2 min read

Economics / Markets

Murky deals in Moorgate pubs: FCA insider dealing case claims third victory

A former trader has become the third person to be sentenced in what marked the end of the first phase of the regulator's "largest and most complex insider dealing investigation" to date.

clock 20 March 2015 •

Regulation

FCA charges ex-Morrisons treasurer with insider dealing

The Financial Conduct Authority (FCA) has charged the former treasurer and head of tax at supermarket giant Morrisons with insider dealing.

clock 29 September 2014 •

Regulation

Ex-Schroders trader charged with insider dealing

The Financial Conduct Authority (FCA) has charged a former Schroders equities trader with nine counts of insider dealing.

clock 25 June 2014 •

Regulation

FCA and police swoop on insider dealing suspect

The Financial Conduct Authority (FCA) and North and West Yorkshire police have this morning arrested one male on suspicion of insider dealing and market abuse.

clock 12 December 2013 •

Regulation

Insider dealing reports to regulator jump 40%

There has been a 40% rise in reports by businesses of potential insider dealing to the Financial Conduct Authority (FCA), according to figures compiled by regulatory consultancy Bovil.

clock 04 December 2013 •

Regulation

Four arrested in FCA insider dealing investigation

Four people have been arrested this morning following house searches carried out by the Financial Conduct Authority (FCA) and Metropolitan Police in west London.

clock 31 July 2013 •
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