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FSA

Regulation

Sesame faces FSA complaint over UCIS 'mis-selling'

Sesame is facing an Financial Services Authority (FSA) complaint over allegedly negligent advice given by a member firm.

clock 14 June 2012 •

Regulation

FSA: Trust us and blow the whistle

The Financial Services Authority (FSA) has called on firms and individuals to tell them about bad behaviour within the marketplace to strengthen the regulator.

clock 14 June 2012 •

Regulation

FSA 'frustrated' at slow pace of regulatory change

The Financial Services Authority (FSA) has expressed its frustration at the slow pace at which changes to the regulatory structure are taking place.

clock 14 June 2012 •

Investment

Passive or active? Either way, put the client first

Whether you go down the active or passive management route should depend wholly on the needs of your client, says Rebecca Murphy, director at North Investment Partners.

clock 14 June 2012 •

Wrap/platforms

FSA delays platform fund reporting rules by a year

The Financial Services Authority (FSA) is delaying implementation of its platform fund reporting requirements by one year due to "operational issues" which have recently come to light.

clock 13 June 2012 •

Regulation

'Bland, boring, unnecessary' - Martin Lewis slams MAS

Martin Lewis, the man behind Money Saving Expert, has launched a blistering attack on the Money Advice Service (MAS), describing it as a 'narcissistic brand-building exercise'.

clock 13 June 2012 •

RDR

How to meet the FSA's independent advice rules

INDEPENDENCE

clock 13 June 2012 •

Regulation

FSA fines investment firm £56,000 for selling high-risk products

The Financial Services Authority (FSA) has fined investment firm Accendo Markets £56,000 after it failed to ensure its customers were suitable for high-risk products.

clock 12 June 2012 •

Regulation

Treasury should consider 'industry funding' - reports

The Treasury is under so much pressure it should consider getting funding directly from the financial services industry, former cabinet secretary Gus O'Donnell has said.

clock 12 June 2012 •

Wrap/platforms

On your marks: FSA platform paper due out 'before Olympics'

The Financial Services Authority (FSA) will release its final consultation paper on the platform market before the Olympics begins, Investment Week understands.

clock 11 June 2012 •
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