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FSA

Wrap/platforms

FSA to ban platform rebates; execution-only included

The Financial Services Authority (FSA) has this morning confirmed its intention to ban both payments from providers to platforms and cash rebates to consumers.

clock 27 June 2012 •

Regulation

AIFA and IMA oppose FSCS changes

Industry trade bodies have criticised proposed changes to the Financial Services Compensation Scheme (FSCS) sourcebook.

clock 27 June 2012 •

Regulation

FSA publicly censures Kaupthing Singer and Friedlander

The Financial Services Authority (FSA) has publicly censured Kaupthing Singer and Friedlander Limited (KSFL) for failures in the assessment and reporting of its liquidity position in 2008.

clock 26 June 2012 •

Regulation

Did the FSA need to offer MAS boss Hobman £350k?

MONEY ADVICE

clock 25 June 2012 •

Investment

FSA to investigate interest rate swap 'mis-selling'

The Financial Services Authority (FSA) is set to reveal the results of its initial review into banks' alleged mis-selling of interest rate swaps to small businesses.

clock 25 June 2012 •

Regulation

FSA warns of independence scare tactics from UCIS providers

The Financial Services Authority (FSA) has warned providers are still using confusion around independence requirements to promote unregulated collective investment schemes (UCIS) to advisers.

clock 22 June 2012 •

Regulation

The FSA's key concerns about UCIS sales

UCIS CONCERNS

clock 22 June 2012 •

Regulation

FSA demands UCIS activity update

The FSA has sent letters to IFAs demanding information on their advice around, and dealings with, unregulated collective investment schemes (UCIS) for retail clients over the last four years.

clock 22 June 2012 •

Regulation

Court rejects Arch Cru judicial review into Capita redress

The High Court has rejected a bid for a judicial review into the £54m redress scheme brokered by the Financial Services Authority (FSA) offered by Capita and other businesses to Arch Cru investors.

clock 21 June 2012 •

Regulation

UK banks face questions over swap mis-selling

A top official at the Financial Services Authority (FSA) has warned Britain's four largest banks face more questions over their sale of interest rate hedges to small business customers.

clock 21 June 2012 •
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