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FSA

Regulation

FSA's Bailey tells MPs of 'culture of gaming' at Barclays

Senior FSA executive Andrew Bailey has accused Barclays of operating with a "culture of gaming" which came from top of the bank.

clock 17 July 2012 •

Regulation

FSA bans Carlisle firm for outstanding fees

The Financial Services Authority )FSA) has banned Quintillion Asset Management from conducting regulated business, after failing to pay fees and levies of over £8,000.

clock 17 July 2012 •

Regulation

AIFA urges Osborne to rethink fines grab

The Association of Independent Financial Advisers (AIFA) is urging the Chancellor to reconsider plans to direct regulatory fines to government coffers.

clock 17 July 2012 •

Regulation

Peers call on regulator to minimise FSCS costs

Two Labour peers have introduced an amendment to the Financial Services Bill seeking to minimise Financial services Compensation Scheme (FSCS) costs borne by levy-payers.

clock 17 July 2012 •

Fixed Income

FSA steps in as liquidity squeeze threatens bond funds

The continued squeeze on liquidity in the corporate bond market could lead to the closure of larger funds to investors and even cause parts of the corporate bond and gilt markets to shut down.

clock 16 July 2012 • 4 min read

Economics / Markets

MPs to grill FSA chief Turner on LIBOR fixing

Head of the Financial Services Authority (FSA) Lord Turner is expected to be criticised by MPs today over the watchdog's slow reaction to LIBOR abuses, according to reports.

clock 16 July 2012 •

Regulation

FSA freezes assets of suspected land bankers

The Financial Services Authority (FSA) has frozen the assets of three companies suspected of running a land banking operation.

clock 13 July 2012 •

Regulation

AIFA under fire from MP over Arch Cru redress scheme battle

A Conservative MP has criticised the Association of Independent Financial Advisers (AIFA) for failing to fight for its members against a proposed £110m redress scheme for Arch Cru investors.

clock 13 July 2012 •

Regulation

FSA sets out legal backing for Arch Cru redress scheme

The Financial Services Authority (FSA) has set out the legal backing it received for its proposed £110m redress scheme for Arch Cru investors.

clock 13 July 2012 •

RDR

Wheatley to speak at AIFA gala dinner

The Association of Independent Financial Advisers (AIFA) has announced Financial Services Authority (FSA) managing director Martin Wheatley will deliver the keynote speech at its 2012 gala dinner.

clock 12 July 2012 •
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