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FSA

Regulation

FSA to commission independent review of MAS

The Financial Services Authority (FSA) is to commission an independent review of the Money Advice Service's (MAS) use of its resources next year, it has been revealed.

clock 12 July 2012 •

Investment

What exactly is a risk capacity?

RISK CAPACITY

clock 12 July 2012 •

Adviser tips

Safe, not sorry: Are advisers now too cautious?

SAFE, NOT SORRY

clock 12 July 2012 •

Technology

How important will rebates and cash accounts be in the new world?

TECHNOLOGY

clock 12 July 2012 •

Investment

FSA should lose responsibility for contract-based DC - NAPF

The Pensions Regulator (TPR) should monitor all defined contribution (DC) pension schemes - whether they are trust or contact based, a lobby group says.

clock 11 July 2012 •

Regulation

FSA blocks acquisition over adviser's 'lack of honesty'

The Financial Services Authority (FSA) has blocked acquisition activity by a financial adviser, questioning her reputation and citing her lack of honesty and integrity.

clock 10 July 2012 •

Regulation

FSA bans former Pacific Continental broker

A former broker at Pacific Continental Securities (PCS) has been fined £30,000 by the Financial Services Authority (FSA) and banned for passing on inside information to customers and other failings.

clock 09 July 2012 •

RDR

Five things clients will call you about this week

FIVE THINGS

clock 09 July 2012 •

Fixed Income

FSA probes corporate bond fund liquidity

The FSA has written to fund houses requesting reports on whether their corporate bond funds could meet redemption demands, amid liquidity concerns in the fixed income market.

clock 06 July 2012 •

Regulation

This week's news… condensed

CONDENSED

clock 06 July 2012 •
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