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FSA

RDR

RDR in the news #2: 'dirty secrets' and 'thousands face ruin'

RDR IN THE NEWS

clock 28 August 2012 •

Investment

Will UCIS restrictions affect the SIPP market?

Fiona Murphy asks what the impact of the FSA's paper restricting UCIS promotion will mean for the SIPP market

clock 24 August 2012 •

RDR

This week's news… condensed

CONDENSED

clock 24 August 2012 •

uncategorised

ABI urges regulators to unify on pension charging disclosure

Association of British Insurers (ABI) will work with the Financial Services Authority (FSA) and The Pensions Regulator (TPR) on a consistent ‘disclosure protocol' for pension charges.

clock 23 August 2012 •

Regulation

FSA hit 'nuclear option' on UCIS, says lawyer

The Financial Services Authority has hit the "nuclear option" with its plans to ban the sales of unregulated collective investment schemes (UCIS) to most retail customers, according to a regulatory law expert.

clock 23 August 2012 •

Your profession

Former FSA head Howard Davies joins Phoenix as chair

Closed fund consolidator Phoenix Group has appointed former Financial Services Authority (FSA) head Sir Howard Davies as chairman.

clock 23 August 2012 •

Regulation

UCIS ban: FSA clamps down on structured products

The Financial Services Authority (FSA) is proposing to ban the promotion of certain structured products as part of its wider effort to prevent the sale of unregulated collective investment schemes (UCIS) to retail investors.

clock 22 August 2012 •

Regulation

FSA pulls back on small firm visits

The Financial Services Authority (FSA) is carrying out significantly fewer regulatory visits to small firms in what some suggest may reflect its changing view about the risks they pose to the industry.

clock 22 August 2012 •

Regulation

FSA says new UCIS rules could cut FSCS costs

The Financial Services Authority (FSA) believes its proposed rules on the promotion and sales of unregulated collective investment schemes (UCIS) could lead to a reduction in Financial Services Compensation Scheme (FSCS) costs for advisers.

clock 22 August 2012 •

Regulation

How the FSA will tighten the promotion of UCIS

UCIS

clock 22 August 2012 •
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