FSA

ADVISED SALES

The Financial Services Authority (FSA) has charged a former adviser with six offences relating to investment advice given whilst unauthorised.

The Financial Services Authority (FSA) has fined two firms a total of £250,000 for failing to provide it with accurate and timely transaction reports.

Hector Sants, the former chief executive of the Financial Services Authority (FSA), has defended his tenure at the regulator, arguing the changes he made have put it "in good stead".

Self-invested personal pension (SIPP) providers involved in unregulated collective investment schemes (UCIS) have again been warned about their suitability by the Financial Services Authority (FSA).

The Financial Services Authority (FSA) has prohibited mortgage adviser Anthony Gott from performing any regulated activity carried on by an authorised person, due to his "lack of honesty and integrity."

Retirement Planner's round-up of the top pension stories this week.

A Financial Services Authority (FSA) thematic review has uncovered widespread failings among self-invested personal pension (SIPP) operators.

The Complaints Commissioner has rejected a complaint against the Financial Services Authority (FSA) by an investor over the regulator's handling of the alleged ‘phoenixing' of an advisory business.

The Prudential Regulation Authority (PRA) will wield a veto power over proposed terminal or annual bonuses for with-profits policies, under the new regime.