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FSA

Your profession

ABI releases guidance on basic advice

The Association of British Insurers (ABI) has released new guidance on basic advice which aims to help providers understand and interpret FSA regulation and improve consumer knowledge and confidence.

clock 18 October 2005 •

Your profession

Standard Life begins the demutualisation process

Standard Life policyholders will receive letters from today confirming the life insurer plans to demutualise if members support the proposal in 2006.

clock 17 October 2005 •

uncategorised

Standard Life demutualisation on track - papers 12th Oct

STANDARD LIFE insists its demutualisation proposals are on track, despite growing speculation wrangling with the Financial Services Authority (FSA) could force the society to delay its flotation, reports The Times .

clock 12 October 2005 •

Protection

Pension term assurance leads to "ICOB +" rules

The FSA is amending its ICOB sourcebook to allow pure protection advisers to offer consumers pension term assurance from April 2006, albeit with enhanced requirements.

clock 11 October 2005 •

uncategorised

Standard Life says talks with FSA will not delay flotation - papers 11th Oct

STANDARD LIFE is in detailed discussions with the Financial Services Authority (FSA) over its proposed stock market flotation next year but is convinced these talks should not delay its plans, says The Guardian .

clock 11 October 2005 •

Your profession

IFAs must inform FSA about TCF progress

IFAs must address their shortcomings on Treating Customers Fairly (TCF) promptly and inform the Financial Services Authority (FSA) of their progress, according to Clive Briault, FSA managing director of retail markets.

clock 05 October 2005 •

Your profession

FSA proposes firm body on softing

An independent body or "investor representative" has been proposed by the FSA to act on behalf of retail investors on the esoteric issue of soft commissions in the field of retail funds.

clock 30 September 2005 •

Investment

All pensions advice to be regulated?

The Treasury has this morning published its proposals for consultation on the regulation of self-invested personal pensions and the creation of a new regulated activity that could require investment advisers to re-register with the Financial Services...

clock 30 September 2005 •

Your profession

Quality of financial advice is polarised, says FSA

Financial advisers are polarised by the quality of their advice as some push risky products others would never recommend, according to Clive Briault, FSA managing director of retail markets.

clock 30 September 2005 •

Mortgages

NU to raise concerns over Sipps with FSA

Financial Services Authority (FSA) regarding the marketing of residential property destined to be invested into a self invested personal pension (Sipp).

clock 28 September 2005 •
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