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FSA

Your profession

Aifa lobbies Brussels for PI waiver

The Association of Independent Financial Advisers (Aifa) is calling on the European Commission to retain the UK's professional indemnity waiver.

clock 27 June 2006 •

uncategorised

Fines go up 23% as FSA tries to get tough - papers 27th June

The Financial Services Authority (FSA) is due to report today that the average size of its fines in the past year rose 23% to £216,800 as it sought to deter wrongdoing with high-profile enforcement actions reports the Financial Times.

clock 27 June 2006 •

Investment

EU investigation of Equitable Life asks for more time

The European Parliamentary Committee of Inquiry into the Equitable Life scandal has asked for more time to complete its investigations

clock 22 June 2006 •

Your profession

FSA 'weak' in assisting consumers

The Financial Services Authority (FSA) has been assessed as ‘weak' in five key areas of assisting consumers.

clock 21 June 2006 •

uncategorised

FSA to get first official review - papers 21st June

THE FIRST OFFICIAL review of the Financial Services Authority since it was created will be announced today by the Treasury's Economic Secretary, reports The Times .

clock 21 June 2006 •

Your profession

Firms to assess FSA performance

Over 10,000 firms are being asked for feedback on the performance of the Financial Services Authority.

clock 20 June 2006 •

Technology

System resilience needs forcing industry IT spend

Private client portfolio manager and stockbroker Brewin Dolphin Securities (BDS)says its decision to invest heavily in new information and communications technology (ICT) will not only boost its ability to serve IFAs, but serves as a possible model across...

clock 16 June 2006 •

Mortgages

FSA gives warning on mortgage exit fees

The Financial Services Authority (FSA) has warned the practice by some lenders of increasing mortgage exit fees may be unfair to consumers and has asked several of them to consider whether their terms and conditions comply with the principle of treating...

clock 16 June 2006 •

Your profession

Insurers 'will consolidate or reform' - FSA study

The life insurance industry may need to rethink its position as a study predicts wrap platforms will undermine their product assembler role.

clock 16 June 2006 •

uncategorised

FSA to enforce principles as well as rules - papers 16th June

The Financial Services Authority is to get tough on businesses and individuals who break the spirit of the law rather than just the law itself, reports The Daily Telegraph .

clock 16 June 2006 •
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