professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • More

    Choose from below

    • Features
    • Opinion
    • News Analysis
    • People Moves
    • Market Movers
    • Interviews
    • Professional Adviser TV
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Inheritance Tax
  • Events
  • About

    Authors

    • Jen Frost
    • Jenna Brown
    • Sahar Nazir
    • Isabel Baxter

    Featured Content

      • Cost of Living
      • Partner Insight
      • InvestmentIQ
      • Fidelity Adviser Solutions Hub

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

FSA

Your profession

Financial education could give 40-yr olds extra £22k

Compulsory financial education in schools could see an average couple in their late 40s up to £22,000 better off.

clock 15 June 2006 •

Your profession

Tiner warns transition period is over

The Financial Services Authority (FSA) issued a warning to firms this morning introduced to regulation in the last eighteen months - the "transition period" is over.

clock 14 June 2006 •

uncategorised

FSA to step up islamic finance regulation - papers 14th June

REGULATORY SCRUTINY of the Muslim financial industry is to be stepped up, says the Financial Services Authority, reports The Financial Times.

clock 14 June 2006 •

Your profession

FSA targets promotion of property investment

The Financial Services Authority (FSA) has carried out a review of the financial promotions of property as an investment following concerns raised about inadequate descriptions and a lack of consumer understanding.

clock 09 June 2006 •

Your profession

Aifa puts with-profits stake in the ground

The Association of Independent Financial Advisers (Aifa) has announced it will collect evidence on with-profits in the first stage of its ‘stakes in the ground' initiative, which aims to protect advisers in the event of future complaints.

clock 08 June 2006 •

Your profession

Typical boiler room victim loses £20,000

People who fall victim to boiler room scams by purchasing virtually worthless shares lose an average of £20,000, according to the Financial Services Authority (FSA).

clock 06 June 2006 •

Your profession

FSA appoints chairman of small business panel

The Financial Services Authority (FSA) has appointed Mark Rothery as chairman of the smaller business pracitioner panel.

clock 05 June 2006 •

Your profession

FSA bars 11 firms for RMAR failure

The Financial Services Authority (FSA) has banned 11 small firms from carrying on regulated activities after they failed to submit the retail mediation activities return (RMAR), despite repeated requests to do so.

clock 05 June 2006 •

Your profession

'No change' in FSCS and Fos compensation

The compensation payment limits for the Financial Services Compensation Scheme (FSCS) and the Financial Ombudsman Service (Fos) will remain at their existing levels, the FSA has confirmed.

clock 01 June 2006 •

Your profession

Regulatory fees to rise for IFAs

The overall amount of fees payable to the Financial Services Authority (FSA), Financial Ombudsman Service (Fos) and Financial Services Compensation Scheme (FSCS) will increase for small IFA firms this year.

clock 01 June 2006 •
391392393
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?page type=listing page&tag=fsa