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FSA

Mortgages

£2.3bn paid out in mortgage endowment compensation

More than 1.5 million endowment complaints have been handled and over £2.3bn has been paid in redress, according to Financial Services Authority (FSA) records.

clock 31 July 2006 •

Your profession

FSA told to treat small firms fairly

The Financial Services Authority's small business practitioner panel has issued a warning to the regulator over its supervision of small firms.

clock 28 July 2006 •

Your profession

FSA will end audit requirements for small firms

The Financial Services Authority (FSA) has confirmed it will end audit requirements for small firms following positive feedback from the industry.

clock 28 July 2006 •

uncategorised

Misys sees fall in profits - papers 28th July

MISYS, THE embattled software provider which is in the middle of takeover talks, reported a 36% plunge in profits last year, reports The Daily Telegraph .

clock 28 July 2006 •

Your profession

FSA censures mortgage broker director

The Financial Services Authority (FSA) has issued a statement of misconduct against mortgage broker director Steven Leslie Davis for causing "considerable consumer detriment".

clock 25 July 2006 •

Your profession

FSA explains how to 'treat customers fairly'

Treating customers fairly (Tcf) is a source of confusion for many advisers, but the Financial Services Authority (FSA) has attempted to shed some light on the issue.

clock 25 July 2006 •

Mortgages

More work needed on equity release says FSA

Firms still need to do more to improve the quality of their advice on lifetime mortgages, the Financial Services Authority (FSA) has said.

clock 20 July 2006 •

Investment

FSA advice study is a 'missed opportunity' says Aifa

The Association of Independent Financial Advisers (Aifa) has criticised the latest briefing note from the Financial Services Authority (FSA) over investment advice.

clock 19 July 2006 •

Your profession

Advisers must improve advice process - FSA

The Financial Services Authority (FSA) has uncovered substantial failings in the advice processes of an "unacceptable" number of firms.

clock 19 July 2006 •

Your profession

FSA rolls out financial capability in workplace

The Financial Services Authority (FSA) is beginning to roll out its financial capability programme in workplaces across the UK.

clock 18 July 2006 •
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