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FSA

Your profession

FSA 'should not monitor compliance process'

The Financial Services Authority should only monitor the outcome and not the process of firms' compliance with principles-based regulation, suggests the Association of IFAs.

clock 10 August 2006 •

Your profession

FSA to consult on Mifid complaints-handling

The Financial Services Authority will consult later this year on how firms' complaints-handling requirements may change as a result of the Markets in Financial Instruments Directive (Mifid).

clock 10 August 2006 •

Your profession

OFT says CIS market average is wrong

The Office of Fair Trading will not take any action over the FSA's derived market average commission rates for collective investment schemes (CIS), despite agreeing the calculations used were "incorrect".

clock 07 August 2006 •

Your profession

MiFID will allow investment advice 'passporting'

The Markets in Financial Instruments Directive (MiFID) will remove significant obstacles for IFAs wishing to give advice to clients who live in other member states.

clock 07 August 2006 •

Your profession

IFA told to pay for RMAR mistake

A Kent-based IFA has hit out against what he says is unfair treatment at the hands of the Financial Services Authority (FSA).

clock 04 August 2006 •

uncategorised

Interest rate decision under more pressure - papers 2nd August

A KNIFE-EDGE decision on interest rates tomorrow has become even more uncertain after key economic surveys sent out conflicting signals, reports The Times.

clock 02 August 2006 •

Investment

JLT to provide admin for Paternoster

Paternoster, the latest entrant to the bulk annuity market, has joined forces with Jardine Lloyd Thompson Benefit Solutions.

clock 01 August 2006 •

Your profession

M&GI promos still need work

Signs of improvement in sub-prime mortgage and general insurance financial promotions are 'limited', according to the Financial Services Authority (FSA).

clock 01 August 2006 •

uncategorised

Standard prepares for policy surrenders - papers 1st August

STANDARD LIFE yesterday confirmed it has started to see a number of its with-profits policyholders cash in their plans after receiving windfalls from the group's flotation, reports The Scotsman .

clock 01 August 2006 •

Your profession

FSA issues MiFID consultation paper

The Financial Services Authority (FSA) has published a consultation paper on implementing the Markets in Financial Instruments Directive (MiFID) for regulated firms and markets.

clock 31 July 2006 •
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