FSA
uncategorised
The Commons Treasury Select Committee's long-awaited report into the Northern Rock debacle will be published on Saturday and is expected to conclude that the Financial Services Authority (FSA) should not be given new powers to intervene to help distressed...
25 January 2008
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Your profession
The FSA's forthcoming TCF assessments of small firms will incur extra fees for IFAs, despite previous claims membership fees would cover the investigations.
22 January 2008
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Your profession
The Treasury is currently recruiting a replacement for Sir Callum McCarthy, current chairman of the FSA.
17 January 2008
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Your profession
The Financial Ombudsman Service (FOS) should scrap or substantially raise its £100,000 redress limit, urges the All Party Parliamentary Group on Insurance and Financial Services (APPGIFS).
14 January 2008
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Your profession
The FSA has today fined a stockbroker £250,000 for using high pressure sales tactics and misleading information to sell customers shares they did not want or could not afford.
14 January 2008
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Your profession
The FSA has published a set of good practice illustrations for managers of UK collective investment schemes (CIS) to help them meet treating customers fairly(TCF) obligations.
11 January 2008
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Your profession
The FSA has appointed Sally Dewar as managing director of wholesale as part of a huge restructure.
10 January 2008
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Your profession
The Association of IFAs (AIFA) today slams the FSA for ‘inferring' low capital directly influences a firm's behaviour and leads to a higher risk of mis-selling.
08 January 2008
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Your profession
The FSA will run free surgeries for small adviser businesses next month.
08 January 2008
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Your profession
The FSA says it has so far received more than 450 responses to the Retail Distribution Review (RDR) discussion paper.
08 January 2008
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