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FSA

Your profession

One in six advisers would quit under current RDR

Almost one in six financial advisers will leave the industry if the Retail Distribution Review's (RDR) proposals are accepted in their current form.

clock 01 September 2008 •

Your profession

FSA hosts TCF seminars

The FSA is inviting compliance consultants, who provide services to small regulated firms, to attend one of its interactive Treating Customers Fairly seminars .

clock 29 August 2008 •

Mortgages

Mortgage fraud whistleblowers wanted by FSA

The FSA is calling on the mortgage broker community to help it tackle mortgage fraud.

clock 28 August 2008 •

Your profession

Consumers back financial 'Weight Watchers'

Consumers want simplified and motivational choices when selecting savings products, like a financial version of ‘Weight Watchers', according to research by Aegon.

clock 27 August 2008 •

Mortgages

First broker hit by FSA thematic review of advice

The FSA has publicly censured a brokerage as part of its thematic project into the quality of mortgage advice, and would have fined the firm £24,000 were it not in financial difficulty.

clock 22 August 2008 •

Technology

Adviser fraud protection help launched

Fee-based IFA support firm threesixty has designed a template security policy to help financial advisers establish measures to tackle fraudsters.

clock 21 August 2008 •

TCF

Adviser firm calls for 'stronger' stance on OMO

Results of the FSA's thematic work on open market options (OMO) is a step in the right direction, but the message must be stronger if consumers are to benefit from the highest level of retirement under the OMO, according to Jason Walker, senior manager...

clock 21 August 2008 •

Protection

Car retailers fined for PPI failings

The FSA has fined five motor dealers for serious failings in the sale of payment protection insurance (PPI).

clock 21 August 2008 •

Your profession

FSA issues investor scam warning

The FSA has today issued an alert that at least ten ‘recovery firms' are targeting a scam at investors who bought shares through Pacific Continental Securities (UK) Ltd.

clock 19 August 2008 •

Investment

FSA shuts down illegal share scheme

The FSA has obtained a permanent injunction against a firm illegally promoting and selling shares to investors in the UK.

clock 13 August 2008 •
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