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FSA

Your profession

Key role for FSA in financial stability proposals

The FSA will play a key role in the Treasury Committee's plans for improving financial stability following the Northen Rock crisis.

clock 16 September 2008 •

Mortgages

AFB calls for adviser response to Secured Loan White Paper

The Association of Finance Brokers (AFB) has today published a White Paper on the future regulation of the secured loans industry.

clock 12 September 2008 •

Your profession

FSA issues warning on Leicestershire adviser

The FSA has issued an alert to consumers not to take mortgage or financial advice from Swati Patel from Leicestershire firm Mortgage Deals 4 U Ltd.

clock 08 September 2008 •

Your profession

Ex-hedge fund manager fined £52k for market abuse

A former hedge fund manager has been banned from trading for 12 months and fined £52,500 by the FSA for market abuse.

clock 08 September 2008 •

Mortgages

FSA censures mortgage broker

The FSA has censured Coventry-based mortgage broker, Mr Mohammed Habib, for failing to ensure his customers received suitable advice.

clock 08 September 2008 •

Investment

IMA calls for restraint on publishing firm data

The Investment Management Association (IMA) has called for further consultation and analysis before the FSA publicly discloses further firm-specific information.

clock 05 September 2008 •

Investment

FSA must name and shame on transfers

The stranglehold traditional annuity providers have on the market is making a mockery of the principles of treating customers fairly.

clock 05 September 2008 •

Mortgages

FSA hits sub-prime adviser with £63k fine

A mortgage broker with a mainly sub-prime customer base has been fined £63,000 for failing to give suitable advice and for providing inaccurate details on mortgage charges.

clock 04 September 2008 •

Your profession

FSA bans insurance trio for misuse of client funds

The FSA has banned three insurance company directors for misusing client money and failing to keep it notified on a client account deficit.

clock 02 September 2008 •

Mortgages

FSA mortgage affordability proposals 'impossible to meet'

IFAonline has received a massive reponse to a recent poll on mortgage affordability with the vast majority saying it is difficult to assess a client's outgoings.

clock 01 September 2008 •
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