professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • More

    Choose from below

    • Features
    • Opinion
    • Editor's View
    • People Moves
    • Market Movers
    • Feel Good Friday
    • Professional Adviser TV
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Consumer Duty
  • Events
  • About

    Authors

    • Jen Frost
    • Jenna Brown
    • Sahar Nazir
    • Isabel Baxter

    Featured Content

    • Cost of Living
    • Partner Insight
    • InvestmentIQ
    • PA360 Watchlist

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

FSA

Mortgages

Sale & rent back to be regulated in July

The FSA could begin regulating the controversial sale and rent back industry as soon as July this year, a consultation paper has revealed.

clock 06 February 2009 •

Offshore Investment

Kaupthing depositors demand Eq Life style public inquiry

The Kaupthing Singer & Friedlander Isle of Man Depositors Action Group (KSFIOMDAG) has called for an inquiry into the actions of the FSA and the Isle of Man regulator (FSC), along the lines of the investigation into the collapse of Equitable Life.

clock 05 February 2009 •

Offshore Investment

FSA blamed for allowing Kaupthing/Singer deal

The FSA was warned in 2005 not to approve Kaupthing's takeover of Singer & Friedlander (S&F) following concerns over the way the Icelandic bank was run.

clock 05 February 2009 •

Investment

IMA urges FSA to regulate structured deposits

The IMA is calling for the FSA to regulate structured deposits and their distribution to customers.

clock 05 February 2009 •

Mortgages

FSA bans 'dishonest' broker

The FSA has removed the permission of insurance and mortgage broker Aaron Nickols to conduct regulated activity, saying it has "serious concerns" over his firm's sales practices.

clock 04 February 2009 •

Your profession

FSA handbook 'barely grown' in last year-BDO

Regulation levels have barely increased since the beginning of the financial crisis, according to BDO Stoy Hayward.

clock 30 January 2009 •

Your profession

What has the FSA ever done for us?

I miss the lovely Mrs Merton. Remember that great moment when she sat on the settee and said to Boy George, 'Boy, I can call you Boy can't I? Karma, Karma, Karma chameleon, what was all that about then.'

clock 30 January 2009 •

Your profession

Hedge fund nets £90m from RBS shorting

A hedge fund made £90m in just a few days by betting against the price of Royal Bank of Scotland shares, it was revealed today.

clock 27 January 2009 •

Your profession

Adviser hit with £28k fine for failing to explain risk

A Lancashire-based financial adviser has been fined £28,000 for failing to advise clients of the risks associated with certain investments.

clock 26 January 2009 •

Your profession

Financial innovation delivers 'minimal' value - Turner

The financial innovation of the past decade has delivered minimal economic value and increased financial instability, according to the FSA's chairman.

clock 22 January 2009 •
305306307
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?page type=listing page&tag=fsa