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FSA

Regulation

Restricted advice tag a 'concern' - Openwork's Davis

Openwork's new CEO Martin Davis says the FSA's proposed ‘restricted advice' tag is causing a degree of concern amongst its 2,600 multi-tied advisers.

clock 28 October 2009 •

Your profession

Baroness to banks: You're lucky to be able to use word 'advice'

Tied and multi-tied advisers should consider themselves "very lucky" they may be able to use the term ‘advice' when explaining their offering to consumers.

clock 28 October 2009 •

uncategorised

A Ray of Light

Dull Thursday morning, but then something brightens my day!

clock 26 October 2009 • 2 min read

Your profession

Tories will bring in long-stop - AIFA

A Conservative Government will sanction the re-introduction of a 15-year long-stop for the financial advice sector, the Association of IFAs (AIFA) says.

clock 26 October 2009 •

Investment

Consolidator Succession selects IFDL for wrap solution

IFA consolidator Succession Advisory Services has selected Investment Funds Direct Limited (IFDL) to power its wrap platform solution.

clock 26 October 2009 •

Structured Products

Arc CI enters administration over Lehman-backed products

Structured product provider Arc Capital & Income has today gone into administration.

clock 26 October 2009 •

RDR

Axa's Steve Folkard: Fond memories of the '80s

Much has been said since the latest RDR consultation about the cost and time it will take for advisory business models to make the transition to accommodate adviser charging.

clock 26 October 2009 •

Your profession

Consumers could pay advisers monthly fee - AIFA

The Association of IFAs (AIFA) says consumers might be willing to pay a monthly subscription to their IFA to cover the costs of both upfront and ongoing services.

clock 23 October 2009 •

Your profession

Consolidator Perspective secures ninth acquisition

IFA consolidator Perspective Financial Group has acquired its ninth firm after securing a refinancing package with Lloyds TSB.

clock 23 October 2009 •

uncategorised

Quarrell hits out at FSA over Freedom SIPP closure

High profile pension lawyer John Quarrell has lashed out at the financial regulators which shut down his company, accusing them of victimisation and underhanded behaviour.

clock 22 October 2009 •
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