FSA

The FSA has today issued its second fine in as many weeks over concerns on pension switching advice, but it is interesting to note case checking has been of particular interest to the regulator.

The FSA has fined the director of a Gloucestershire-based IFA network £49,000 for putting customers at risk of poor pension switching advice during the business's rapid expansion.

Bromley mortgage broker Dele MacAulay has been jailed for 21 months for knowingly submitting nine fraudulent mortgage applications for himself, his wife, and his brother.

The FSA was ‘seduced' by the long boom of the late 20th and early 21st centuries, says Lord Turner.

Lord Turner will tell Parliament today regulators such as the FSA should force new, higher, capital and liquidity ratios on the world's largest banks.

HM Treasury may step in to support victims of the Keydata Investment debacle, according to reports.

Recent moves on bribery and corruption are signs of a new approach to the issue by the FSA and SFO that will affect brokerages. Richard Burger explains

As the AMII chair comes up for election next month, Stephanie Spicer talks to outgoing chairman Mike Izzard on his tenure and the tasks ahead

The FSA has today unveiled a new regime allowing UK retail consumers to invest in funds of hedge funds and other alternative investments but has warned advisers they must understand the products before making a recommendation.

Insurance intermediaries have come under fire from the FSA for having inadequate financial resources.