professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • More

    Choose from below

    • Features
    • Opinion
    • News Analysis
    • People Moves
    • Market Movers
    • Interviews
    • Professional Adviser TV
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Inheritance Tax
  • Events
  • About

    Authors

    • Jen Frost
    • Jenna Brown
    • Isabel Baxter

    Featured Content

      • Cost of Living
      • Partner Insight
      • InvestmentIQ
      • Fidelity Adviser Solutions Hub

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

FSA

Structured Products

'Misleading' Keydata literature flagged up as early as 2005

The Financial Services Compensation Scheme (FSCS) could be forced to pay out to hundreds of investors who lost money in Keydata, not just through ISAs, in light of evidence directors knew as early as 2005 their promotional literature was "misleading"...

clock 05 August 2010 •

Wrap/platforms

Cofunds plans 'on track' after Williams exit

Charlie Eppinger, interim CEO of Cofunds, says ‘it is business as usual' at the platform and its development strategy is on course despite the departure of Brett Williams last month.

clock 05 August 2010 •

Regulation

What does 'enhanced supervision' mean for small firms?

Sesame Bankhall's Jane Greenwood explains what the FSA's enhanced supervision strategy means for small adviser firms.

clock 04 August 2010 •

Regulation

Adviser quits CII after CPD row

A certified financial planner has fired a series of parting shots at the CII after quitting the organisation over threats to discipline him for failure to submit CPD records.

clock 04 August 2010 •

Your profession

FSA approves Stroud & Swindon/Coventry merger

The FSA has confirmed the merger of Stroud & Swindon Building Society with Coventry Building Society.

clock 03 August 2010 •

Your profession

FSA fines RBS £5.6m for UK sanctions controls failings

The FSA has fined members of the Royal Bank of Scotland Group (RBSG) £5.6m for failing to have adequate systems and controls in place to prevent breaches of UK financial sanctions.

clock 03 August 2010 •

ISAs

FSA: Keydata tax bill doubles to £12m

Keydata owes HMRC £12m in unpaid tax, which is more than double previous estimates, according to the FSA.

clock 30 July 2010 •

Your profession

FSA censures firm over geared traded endowment policies

The FSA today publicly censured The Garrison Finance Centre for advice failings involving geared traded endowment policies (GTEPs).

clock 30 July 2010 •

Structured Products

N&P pulls structured products after Keydata fiasco

Norwich & Peterborough (N&P) Building Society will no longer offer structured products to its customers after having its fingers burnt in the Keydata debacle.

clock 30 July 2010 •

Economics / Markets

Britons' fears raise double-dip recession chance - papers

The prospect of a double-dip recession in Britain is increasing with every month as consumer confidence dwindles to recession levels, a long-running study shows.

clock 30 July 2010 •
229230231
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?page type=listing page&tag=fsa