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FSA

Regulation

Zurich: FSA should commission independent RDR review

The Financial Services Authority (FSA) should get an independent body such as an accountancy firm to review the success of the Retail Distribution Review (RDR), Zurich's head of government and industry affairs team Matt Connell has said.

clock 06 March 2013 •

Regulation

Sants turned blind eye to LIBOR abuse - reports

Sir Hector Sants, the former Financial Services Authority (FSA) chief, rejected calls for an investigation into LIBOR abuses in January 2009, it was revealed yesterday.

clock 06 March 2013 •

Regulation

FSA plans further clampdown on DFM referral fees

The Financial Services Authority (FSA) has outlined plans for a further clampdown on referral fees paid by discretionary fund managers (DFMs) to advisers.

clock 05 March 2013 •

Regulation

Report finds FSA failings over LIBOR fixing

A Financial Services Authority (FSA) audit report into the London Interbank Offered Rate (LIBOR) scandal has found the regulator failed in at least three key areas which meant it did not realise the rate was being fixed.

clock 05 March 2013 •

Wrap/platforms

Law firm attacks 'shilly-shallying' FSA over platform paper delays

Delays to the Financial Services Authority's (FSA's) platform paper risks damaging the industry, according to a law firm, with life companies and self-invested personal pension (SIPP) providers most likely to benefit.

clock 05 March 2013 •

Regulation

Fund groups could face huge FSA fines over cash for CEO access

The Financial Services Authority may begin levying multi-million pound fines on fund groups found to be breaching its rules over corporate access, according to reports.

clock 05 March 2013 •

Regulation

Shining a light: five key proposals from today's FSA transparency paper

The Financial Services Authority (FSA) has today published a discussion paper on improving the regulator's transparency. Here we break down the five key changes the incoming Financial Conduct Authority (FCA) wants to make.

clock 04 March 2013 •

Regulation

Regulator to keep whistleblowers better informed

The Financial Services Authority (FSA) is proposing to give more information to whistleblowers about the cases they report to the regulator.

clock 04 March 2013 •

Regulation

New regulator to boast 4,000 staff

The number of staff at the new financial services regulator will be approaching 4,000 by the time it comes into force next month.

clock 04 March 2013 •

Regulation

'Reckless' stockbroker drops appeal against FSA ban

The managing partner of a London-based stockbroker who was banned by the Financial Services Authority (FSA) for recklessness and incompetency has withdrawn his appeal against the prohibition.

clock 01 March 2013 •
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