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FSA

RDR

Is data quality on your RaDaR?

Data management will play a crucial role in ensuring advisers are RDR ready.

clock 19 August 2010 •

Europe

Protection: What is it worth?

Graham Harvey questions the value of new EU rules stating consumers are told the total premium they will pay over the life of their policy

clock 19 August 2010 •

Wrap/platforms

FSA delays platform paper after "intense lobbying"

The FSA has delayed the long-awaited publication of its platform consultation paper owing to intense lobbying from some of the industry's largest players.

clock 18 August 2010 •

Regulation

FSA fines director £150k in insurance fraud crackdown

The FSA has imposed one of its largest-ever fines on an individual for insurance fraud as part of a wider crackdown which has seen five people banned in total.

clock 17 August 2010 •

Your profession

100 days of Coalition: What has it meant for financial services?

Our first post-war coalition Government has now lasted 100 days; not a great achievement in itself but a convenient moment at which to pause and consider its impact on the financial services sector.

clock 16 August 2010 •

Your profession

FSA debt collector "hectored" firm for unpaid fees

A debt collection agency hired by the FSA to collect unpaid fees has been criticised by the Complaints Commissioner for "hectoring" an advisory business.

clock 16 August 2010 •

Your profession

Ex-RBS banker ignores FSA snub and returns to the City

Johnny Cameron, the former RBS banker blocked by the FSA from taking up senior positions in the City, has set up his own advisory firm.

clock 16 August 2010 •

Regulation

Rockingham advice permissions withdrawn by FSA

Pension adviser Rockingham Retirement has been ordered to cease all investment advising activities by the FSA.

clock 13 August 2010 •

Mortgages

FSA warns against sale and rent back broker

The FSA has issued a warning against Sevenoaks-based sole trader Mark Ainley for breaching his authorisation by entering into sale and rent back agreements.

clock 12 August 2010 •

uncategorised

Don't be bitten by the regulator - or a litigator

Bob Bullivant, CEO of Annuity Direct, warns advisers to proceed with caution when placing annuities.

clock 12 August 2010 •
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