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FSA

Regulation

Finance firms hit with £560m in fraud fines since '07

Regulators have fined companies and top bosses about £1bn for fraudulent activities since 2007, a report due out today has found.

clock 02 April 2013 •

Regulation

Tighter rules on packages accounts come into force

New tighter rules governing the sale of 'packaged accounts' have come into force.

clock 02 April 2013 •

Regulation

Twin peaks regulation takes over from FSA

The Financial Services Authority (FSA) ceased operation yesterday and was replaced by two powerful regulators.

clock 02 April 2013 •

Regulation

Life after the FSA: Turner joins Soros think tank

Lord Adair Turner, the last chairman of the now-disbanded Financial Services Authority (FSA), has joined the economics think tank founded by billionaire George Soros.

clock 01 April 2013 •

Regulation

FCA will struggle to kick 'tick box' culture - PSB

The Financial Conduct Authority (FCA) will not find it easy to drop its predecessor's 'tick box' culture according to the chairman of the Chartered Insurance Institute's Professional Standards Board (PSB).

clock 28 March 2013 •

Regulation

FCA confirms its 12 board members

The Financial Conduct Authority (FCA) has confirmed the names of its 12 board members to take effect from 1 April 2013.

clock 28 March 2013 •

Regulation

FCA to monitor Twitter for signs of mis-selling

The chief executive of the incoming Financial Conduct Authority (FCA) has said the body will be "much broader" in its approach to identifying mis-selling and other problems - including monitoring Twitter.

clock 28 March 2013 •

Wrap/platforms

Taxing times for rebates

REBATES

clock 28 March 2013 •

Regulation

Adviser banned by FSA for UCIS failings

A Bath-based adviser has been banned by the Financial Services Authority (FSA) for failings relating to unregulated collective investment schemes (UCIS).

clock 27 March 2013 •

Regulation

FSA confirms £30m Pru fine over AIA deal

Prudential has been fined £30m by the City watchdog while its chief executive Tidjane Thiam has been officially censured, following the failed AIA deal in 2010.

clock 27 March 2013 •
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