fines
Regulation
Yesterday's £2.8m fine for Scottish Equitable took the FSA's total this year beyond £88m, representing a rise of some 153% on 2009.
16 December 2010
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Investment
The FSA today fined two accountants a total of £145,000 after an investigation into a boiler room share scam.
15 December 2010
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Your profession
The FSA fined IFAs nearly a million pounds in the seven months to July, over three times as much as the whole of 2009.
19 August 2010
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Regulation
The FSA has imposed one of its largest-ever fines on an individual for insurance fraud as part of a wider crackdown which has seen five people banned in total.
17 August 2010
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Regulation
The High Court today ordered an investment consultant pay almost £90m to the FSA for unlawfully accepting deposits without authorisation.
29 June 2010
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Regulation
The FSA has fined and banned a former oil futures broker for manipulating the price of brent oil after an "extremely heavy" drinking session.
29 June 2010
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Your profession
The FSA has banned and fined a share-ramping stockbroker £2.8m in its biggest ever penalty against an individual.
20 May 2010
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Industry
The FSA has banned three mortgage brokers from working in regulated financial services and fined a fourth £17,500 for mortgage fraud and advice failings.
30 April 2010
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Your profession
The FSA has fined a London stock broking firm and senior director £235,000 for putting customers at risk of agressive sales tactics in penny share dealings.
15 April 2010
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Your profession
John Bakie argues many FSA fines could have been avoided if firms would only listen to the regulator
09 April 2010
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