FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS
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Penalty payments and enforcement policy
Challenges for the industry
Brexit on top of Randell's 'to-do list'
Building 'awareness and understanding'
Firms must improve compliance and risk standards
Bumpy start to 2018
Substantial fine for former RBS trader
Follows an FCA criminal law suit
Avoid the half-solutions
Increased focus on smaller firms