FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS
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Building 'awareness and understanding'
Firms must improve compliance and risk standards
Bumpy start to 2018
Substantial fine for former RBS trader
Follows an FCA criminal law suit
Avoid the half-solutions
Increased focus on smaller firms
Govt in transparency push
'Serious concerns' about market
Part of 'remedies' suggested in Asset Management Market Study