Financial Conduct Authority

Your profession

Impending reviews to serve FCA 'difficult food for thought' as Randell promises action

The chair of the Financial Conduct Authority (FCA) Charles Randell has promised to “transform” the regulator in the wake of three separate financial scandals, independent reviews of which are set to be completed soon and are expected to provide “difficult...

clock 24 September 2020 • 3 min read

Your profession

Revealed: Fewer advice firms gain regulatory authorisation in last 12 months

FOI request

clock 18 September 2020 • 1 min read

Retirement

Pensions Awareness Day 2020: Savers 'ignoring' schemes' fraud warnings

Transfer warnings not heeded

clock 15 September 2020 • 2 min read

Regulation

FCA to end temporarily postponed deadlines for fund reports and accounts

Deadlines had been extended due to Covid-19

clock 10 September 2020 • 2 min read

Regulation

Gina Miller slams FCA's 'scandalous' compensation review

'Intellectually dishonest and... contrary to the law'

clock 09 September 2020 • 2 min read

Your profession

Karl Dines: Future-proofing CIPs with the 'matryoshka principle'

Russian doll example

clock 08 September 2020 • 4 min read

Your profession

'Bought networks never get better': Sense advisers on network's sale

Sense bought for £9m

clock 08 September 2020 • 3 min read

Retirement

TPR needs power to halt suspected fraudulent transfers, report urges

13 providers targeted

clock 07 September 2020 • 2 min read

Regulation

Revealed: Number of adviser firms in financial difficulty during lockdown

170 regulated firms

clock 02 September 2020 • 1 min read

Your profession

LEBC's McVitie temporarily steps down over health issues

Temporary absence

clock 02 September 2020 • 1 min read