Financial Conduct Authority

Mattioli Woods acquisition of Ludlow Wealth Management faces delays

Companies

Mattioli Woods acquisition of Ludlow Wealth Management faces delays

One-month extension

clock 01 September 2021 • 1 min read
Tavistock Wealth to be renamed as sale to Titan Wealth completes

Investment

Tavistock Wealth to be renamed as sale to Titan Wealth completes

John Leiper remains as CIO

clock 31 August 2021 • 1 min read
FCA 'not capable' of effectively supervising crypto exchange Binance

Investment

FCA 'not capable' of effectively supervising crypto exchange Binance

Under fire for AML reporting breaches

clock 26 August 2021 • 2 min read
Whistleblowers make 2,754 separate allegations of financial misconduct to FCA

Regulation

Whistleblowers make 2,754 separate allegations of financial misconduct to FCA

Around £190m in financial penalties had been handed out

clock 12 August 2021 • 2 min read

Regulation

FCA's business plan: Five key points for advisers

Outlook for regulator

clock 28 July 2021 • 7 min read

Regulation

Coalition including PIMFA and IA call for Online Safety Bill to cover paid-for internet ads

More than £2.3bn lost in a year to scams

clock 20 July 2021 • 2 min read

Investment

Partner Insight: Values-based investing - Time to look beyond the obvious?

Clients and managers are confused

clock 19 July 2021 • 4 min read

Regulation

FCA reveals top exec salaries after Bailey declines bonus

Detailed in annual report

clock 15 July 2021 • 2 min read

Regulation

FCA targets pension providers in consumer value for money push

Will focus on decumulation from '22

clock 15 July 2021 • 2 min read

Partner Insight

Partner Insight: Tick tock - Can responsible investing move the dial on the most urgent global priorities?

BMO’s Claudia Wearmouth and Vicki Bakhshi on how they focus their approach

clock 14 July 2021 • 4 min read