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Financial Conduct Authority

David Inglesfield: Consolidation doesn't have to mean disruption

Your Business

David Inglesfield: Consolidation doesn't have to mean disruption

'The FCA's assertions are wide of the mark here'

clock 15 September 2021 • 4 min read
Advisers back FSCS levy cut plan as PIMFA urges FCA to go further

Regulation

Advisers back FSCS levy cut plan as PIMFA urges FCA to go further

Levy is 'bone of contention' for advisers

clock 15 September 2021 • 3 min read
IA warns of problematic data gaps in response to FCA TCFD proposals

Investment

IA warns of problematic data gaps in response to FCA TCFD proposals

Lack of data could be detrimental

clock 14 September 2021 • 3 min read
Help me help you: Professional connections and the art of referrals

Your Business

Help me help you: Professional connections and the art of referrals

Build a stronger business

clock 10 September 2021 • 8 min read
Former adviser jailed for laundering £2.5m

Regulation

Former adviser jailed for laundering £2.5m

'Life of luxury' in Ukraine

clock 09 September 2021 • 2 min read
Abi Reilly: 'Flawed' financial promotion rules must change

Regulation

Abi Reilly: 'Flawed' financial promotion rules must change

FCA letter raises important questions

clock 03 September 2021 • 5 min read
Mattioli Woods acquisition of Ludlow Wealth Management faces delays

Companies

Mattioli Woods acquisition of Ludlow Wealth Management faces delays

One-month extension

clock 01 September 2021 • 1 min read
Tavistock Wealth to be renamed as sale to Titan Wealth completes

Investment

Tavistock Wealth to be renamed as sale to Titan Wealth completes

John Leiper remains as CIO

clock 31 August 2021 • 1 min read
FCA 'not capable' of effectively supervising crypto exchange Binance

Investment

FCA 'not capable' of effectively supervising crypto exchange Binance

Under fire for AML reporting breaches

clock 26 August 2021 • 2 min read
Whistleblowers make 2,754 separate allegations of financial misconduct to FCA

Regulation

Whistleblowers make 2,754 separate allegations of financial misconduct to FCA

Around £190m in financial penalties had been handed out

clock 12 August 2021 • 2 min read
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