professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • More

    Choose from below

    • Features
    • Opinion
    • Editor's View
    • People Moves
    • Market Movers
    • Feel Good Friday
    • Professional Adviser TV
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Consumer Duty
  • Events
  • About

    Authors

    • Jen Frost
    • Jenna Brown
    • Sahar Nazir
    • Isabel Baxter

    Featured Content

    • Cost of Living
    • Partner Insight
    • InvestmentIQ
    • PA360 Watchlist

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

Financial Conduct Authority

FCA establishes working group to support advice industry with SDR

Regulation

FCA establishes working group to support advice industry with SDR

The regulator will explore how to clarify its expectations for advisers

clock 28 November 2023 • 3 min read
SJP headed for difficult talks with advisers and clients after fee overhaul

Your profession

SJP headed for difficult talks with advisers and clients after fee overhaul

New business will no longer include an early withdrawal charge structure

clock 17 October 2023 • 3 min read
Special administrators secure client assets at collapsed Liverpool DFM

Investment

Special administrators secure client assets at collapsed Liverpool DFM

Blankstone Sington entered voluntary requirements with the FCA in 2021

clock 16 October 2023 • 1 min read
Advisers say peers are not aware enough of client crypto use

Technical

Advisers say peers are not aware enough of client crypto use

Over 70% believe advisers are not aware enough client crypto use   

clock 16 October 2023 • 2 min read
FSCS declares Cardiff-based advice firm in default

Your profession

FSCS declares Cardiff-based advice firm in default

David Craig was officially declared failed on 25 September

clock 26 September 2023 • 1 min read
FSCS declares St Albans-based financial advice firm in default

Your profession

FSCS declares St Albans-based financial advice firm in default

Mike Norris Financial Services officially failed on 22 September

clock 25 September 2023 • 1 min read
Firms told they are 'too focused' on numbers rather than services

Your profession

Firms told they are 'too focused' on numbers rather than services

Industry experts gathered to discuss challenges posed by Consumer Duty

clock 22 September 2023 • 2 min read
FSCS will likely pay out over WealthTek's £81m shortfall

Your profession

FSCS will likely pay out over WealthTek's £81m shortfall

The lifeboat fund says it is likely to meet losses after WealthTek’s collapse

clock 18 September 2023 • 1 min read
EU review of SFDR welcomed despite potential future 'frustration'

Regulation

EU review of SFDR welcomed despite potential future 'frustration'

Industry-wide review of SFDR undertaken

clock 18 September 2023 • 3 min read
FSCS declares advice firm in Oxford and firm in London in default

Regulation

FSCS declares advice firm in Oxford and firm in London in default

Focus Oxford and Leslie & Swallow no longer able to do business

clock 15 September 2023 • 1 min read
202122
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?page type=listing page&tag=financial conduct authority