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Financial Conduct Authority

Cardiff firm declared failed by FSCS over investment advice

Companies

Cardiff firm declared failed by FSCS over investment advice

Welsh firm Mackie Wealth Management is no longer trading

clock 21 June 2024 • 1 min read
Product innovation needed to plug 'woeful' AI regulation gap

Your profession

Product innovation needed to plug 'woeful' AI regulation gap

Mallowstreet chief executive on how tools can fill a gap in the market

clock 19 June 2024 • 1 min read
Welsh firm declared failed by FSCS over pensions advice

Pensions

Welsh firm declared failed by FSCS over pensions advice

Claims can now be made against Broadlands Partnership

clock 17 June 2024 • 1 min read
SDR solutions for advisers prove popular with two new launches

Green

SDR solutions for advisers prove popular with two new launches

MainStreet Partners and Square Mile unveil SDR services for advisers

clock 14 June 2024 • 3 min read
Advisers lack confidence in retirement strategy following FCA's review

Retirement

Advisers lack confidence in retirement strategy following FCA's review

Only 2% of advisers are confident in their retirement strategy

clock 04 June 2024 • 1 min read
May 2024: Month in review with editor Hope Coumbe

Your profession

May 2024: Month in review with editor Hope Coumbe

Take a look at some of the news and feature highlights of the last month

clock 31 May 2024 • 3 min read
FCA's anti greenwashing rules: 'Advisers must check details carefully'

Green

FCA's anti greenwashing rules: 'Advisers must check details carefully'

‘It's not just the FCA's scrutiny firms need to watch out for’

clock 31 May 2024 • 3 min read
Advisers fear Consumer Duty report deadline due to lack of evidence

Consumer Duty

Advisers fear Consumer Duty report deadline due to lack of evidence

One in twelve advisers fear that they will not meet 31 July deadline

clock 30 May 2024 • 1 min read
'Close links' between SDR and Consumer Duty for advisers

Your profession

'Close links' between SDR and Consumer Duty for advisers

‘It’s not necessarily about promoting sustainability’

clock 30 May 2024 • 1 min read
Troubled SIPP provider enters administration and sells business

Companies

Troubled SIPP provider enters administration and sells business

Intelligent Money has transferred its pensions to Quai Investment Services

clock 29 May 2024 • 1 min read
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