The Financial Conduct Authority (FCA) has banned the sale of unregulated collective investment schemes to ordinary retail investors.
The Financial Conduct Authority (FCA) is stepping up efforts to clamp down on firms' financial incentives schemes in a bid to mitigate the risk of further mis-sellings of products.
The Association of Professional Financial Advisers (APFA) has launched an industry forum made up of providers, networks and smaller adviser firms in a bid to build a stronger communication with the Financial Conduct Authority (FCA).
Jon Pain, a former managing director and one-time interim chief executive of the Financial Services Authority (FSA), is to join state-owned Royal Bank of Scotland (RBS).
The Financial Conduct Authority (FCA) is set to ban and fine a former non-executive director (NED) at two mutual societies for failing to disclose her conflicts of interest.
In this week's annuity-themed poll we ask: Should the Financial Conduct Authority review the direct to consumer annuity market?
The Financial Conduct Authority (FCA) has fined J.P. Morgan International Bank (JPMIB) £3,076,200 for systems and controls failings relating to its provision of retail investment advice and portfolio investment services.
With pension liberation on the rise, pension experts have called for tougher requirements from regulators. Fiona Murphy asks what they would like to see