professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Inheritance Tax
  • Professional Adviser IQ
  • Events
  • More

    Authors

    • Jen Frost
    • Jenna Brown
    • Isabel Baxter
    • Sophia Panayi

    Featured Content

    • Cost of Living
    • Partner Insight
    • Professional Adviser IQ

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers

    Choose from below

    • Features
    • Opinion
    • Editor's View
    • People Moves
    • Market Movers
    • Feel Good Friday
    • Professional Adviser TV
    • Investment IQ
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

FCA

Regulation

FCA: Share class negotiations are sign of 'really healthy competition'

The Financial Conduct Authority's (FCA) head of asset management has given his stamp of approval to the current round of negotiations between asset managers and platforms, saying it is a good sign for industry pricing.

clock 30 October 2013 •

Pensions

All change in the SIPP world

Martin Tilley discusses the issues facing advisers in the SIPP market

clock 30 October 2013 •

Investment

FCA readies fund charges overhaul as asset managers 'stretch rules'

The chief executive of the Financial Conduct Authority is set to criticise asset management firms for the way they pass on the cost of third party research to clients.

clock 30 October 2013 •

Wrap/platforms

Are platforms doing enough to speed up re-reg?

RE-REG

clock 29 October 2013 •

Wrap/platforms

What's driving the move to multi-platform use?

PLATFORMS

clock 29 October 2013 •

Regulation

Name and shame: The true cost of FCA warning notices

NAME & SHAME

clock 29 October 2013 •

Equities

FCA fines Rabobank £105m for LIBOR manipulation

The Financial Conduct Authority (FCA) has fined co-operative banking group Rabobank £105m for seeking to manipulate LIBOR rates.

clock 29 October 2013 •

Regulation

Wheatley to firms: Just following the rules is not good enough

The regulator is moving away from an over-reliance on static rules and regulations to a "good judgement" approach, and expects the industry to follow suit, Martin Wheatley has said.

clock 24 October 2013 •

Regulation

Regulatory concerns lead Skandia to abandon plans to buy stakes in IFAs

Skandia has abandoned plans to buy small stakes in IFA firms following conversations with the Financial Conduct Authority (FCA) in which the regulator said it was "uncomfortable" with the idea.

clock 24 October 2013 •

Wrap/platforms

FCA set outs guidance on clean share class transfers

The Financial Conduct Authority (FCA) has set out what it expects from platforms and advisers when transferring investors from pre- to post-RDR unit classes.

clock 23 October 2013 •
381382383
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?page type=listing page&tag=fca