FCA
Regulation
The Financial Conduct Authority (FCA) has fined Christopher Willford, the former finance director at Bradford & Bingley (B&B), £30,000 for failing to provide the board with up-to-date information about B&B's financial position, including profits, mortgage...
12 December 2013
•
Regulation
The Financial Conduct Authority (FCA) and North and West Yorkshire police have this morning arrested one male on suspicion of insider dealing and market abuse.
12 December 2013
•
Income
In this week's Retirement Planner quick fire poll we ask: Do we need the FCA to introduce a code of conduct for non-advised annuity sales?
11 December 2013
•
Long Term Care
An IFA has joined forces with a care provider to provide an independent advice service for those seeking home care.
11 December 2013
•
Investment
Lloyds Banking Group has been hit with a record fine by the Financial Conduct Authority (FCA) for retail conduct failings - related to serious flaws in the controls over sales incentive schemes - of over £28m. But what went so wrong?
11 December 2013
•
Regulation
The Financial Conduct Authority (FCA) has fined Lloyds Banking Group a record £28m "for serious failings" relating to its sales incentives.
11 December 2013
•
