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FCA

Your profession

Adviser noticeboard: Post-it note size stuff for IFAs

Everything advisers need to know about the week

clock 04 May 2015 • 2 min read

Pensions

Adviser insight: Sustainability of retirement income

Adviser insight: Sustainability of retirement income

clock 29 April 2015 •

Pensions

Adviser beware: 'Pensions freedom will be a minefield'

'Pensions freedom will be a minefield'

clock 29 April 2015 •

Regulation

Crippling FSCS levies: Know why you're paying, know how to stop

Crippling FSCS levies: Know why you're paying, know how to stop

clock 28 April 2015 •

Regulation

FCA warning over green energy investment firm

The Financial Conduct Authority (FCA) has issued a warning against a commodity firm it believes is providing financial services without authorisation.

clock 28 April 2015 •

Charging

Live debate: Fixed fees v percentage charging - a balanced view

Does a percentage-of-assets adviser fee model encourage contingent charging? Do fixed fees represent the ‘modern, professional way' to charge?

clock 27 April 2015 •

Pensions

FCA's Rory Percival confirmed as RP Forum keynote speaker

Rory Percival has been confirmed as the keynote speaker at the Retirement Planner Forum and Awards on 17 June.

clock 23 April 2015 •

Regulation

FCA fines Merrill Lynch Intl £13m for misconduct

Merrill Lynch International (MLI) has been fined £13.2m by the Financial Conduct Authority (FCA) for incorrectly reporting millions of transactions

clock 22 April 2015 • 1 min read

Regulation

FCA freezes assets of 'scam' property fund

The regulator has frozen the assets of a property fund that it suspects is an elaborate scam.

clock 22 April 2015 •

Regulation

APFA joins chorus call for 'insistent' client safeguards on pension planning

The Association of Professional Financial Advisers (APFA) has called on the regulator to issue clear guidelines on adviser liability when handling pension transfers involving 'insistent' clients.

clock 20 April 2015 •
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