FCA

Regulation

KPMG warns asset managers falling 'well short' of FCA's capital adequacy requirements

Increased focus on smaller firms

clock 27 October 2017 • 2 min read

Regulation

FCA adapts DB transfer advice redress methodology following feedback

Several changes made

clock 27 October 2017 • 2 min read

Retirement

Workplace pension costs to be published as trustees face £50k fine

Govt in transparency push

clock 26 October 2017 • 3 min read

Wrap/platforms

FCA looks at 'new golf days' in platform market study

Interim report to be published summer 2018

clock 26 October 2017 • 2 min read

Regulation

FCA urges public to help highlight scam attempts

4,000 firms on 'Warning List'

clock 25 October 2017 • 2 min read

Regulation

FCA: 2017 sees highest H1 SIPP sales

Although Q2 lower than Q1

clock 24 October 2017 • 2 min read

Regulation

FCA: Advising, selling and arranging top reason for complaints

Makes up 43% of complaints

clock 23 October 2017 • 3 min read

Regulation

FCA fines Merrill Lynch £34.5m for failing to report transactions

Under the rules of EMIR

clock 23 October 2017 • 1 min read

Regulation

FCA to ask advisers to report high-risk product sales

Confirmed in latest board meeting

clock 23 October 2017 • 1 min read

Regulation

FCA: We are working to reduce 'regulatory overload'

Steps already taken

clock 20 October 2017 • 2 min read