FCA

Regulation

Fraudsters posing as FCA contact Active Wealth clients - regulator

'Third party may be involved'

clock 13 September 2018 • 1 min read

Companies

Apricity launches 'Going It Alone' service for adviser start-ups

'Advisers concerned about FCA applications'

clock 11 September 2018 • 1 min read

Investment Trusts

AIC calls for suspension of 'toxic' KIDs

Could lead to 'disastrous decisions'

clock 11 September 2018 • 5 min read

Regulation

'Technology integral to financial advice' - FCA chair

FCA chair Charles Randell

clock 11 September 2018 • 1 min read

Pensions

Average regular pension withdrawal rate jumps from 4.7% to 5.9% - FCA

276,000 pots being accessed

clock 06 September 2018 • 2 min read

Your profession

FCA and CII launch adviser re-evaluation test

Non-compulsory

clock 05 September 2018 • 1 min read

Regulation

FCA hires competition director from the CMA

Joined CMA in 2014

clock 05 September 2018 • 1 min read

Regulation

Five sentenced for 'callous' £2.8m share fraud

Targets 'often elderly and vulnerable’

clock 04 September 2018 • 4 min read

Pensions

Advisers need 'safe harbour' to carry out DB triage process, says Webb

'Huge variation in triage process'

clock 03 September 2018 • 2 min read

Adviser tips

Rory Percival publishes DB transfer guide for advisers

Covers guidance, suitability, risk controls

clock 03 September 2018 • 1 min read