FCA

Featured

Justin Corliss: Why are drawdown transfers few and far between?

Justin Corliss looks at the reasons why drawdown transfers are just not happening and whether things will change when 'Assessing Suitability Part 2' hits

clock 09 February 2021 • 3 min read

Pensions

FCA starts High Court action over DB transfer advice failings

Against Paul Steel and Jacqueline Foster

clock 09 February 2021 • 1 min read

Your profession

Major tech changes more likely to cause incidents - FCA

Major technology changes lead to more incidents than lesser ones within financial services firms, research by the Financial Conduct Authority (FCA) has found, and the regulator said while effective risk management is an important component to success....

clock 05 February 2021 • 3 min read

Regulation

Fraudsters target SJP clients in clone scam offering advice

Pretending to be SJP adviser

clock 04 February 2021 • 2 min read

Regulation

Treasury and FCA must consider 'appropriate consequences' over LCF scandal - reports

Dame Elizabeth Gloster named BoE governor Andrew Bailey in her report

clock 02 February 2021 • 1 min read

Investment

Funds 'failing' to meet FCA transparency measures - CFA UK report

Concerns over data 'quality and completeness'

clock 01 February 2021 • 2 min read

Your profession

Investors lose £78m as lockdown sees 'clone fraud' surge

Spike during first lockdown

clock 27 January 2021 • 4 min read

Retirement

SOLLA and Just Group update adviser vulnerability training

Covid-19 and cognitive decline

clock 26 January 2021 • 1 min read

Regulation

Treasury Taskforce to address FSCS levy concerns and work with FCA

Plus online scams

clock 22 January 2021 • 2 min read

Regulation

Regulator set to cap 'excessive' CMC fees

Maximum 30% of redress

clock 21 January 2021 • 1 min read