FCA

Your profession

Three things your clients may call you about this week …

What made financial headlines over the weekend?

clock 16 November 2020 • 2 min read

Wrap/platforms

FCA stops consultation on platform exit fees

Update posted today

clock 13 November 2020 • 2 min read

Regulation

'We expect some firms to not make it through Covid' - FCA's Nikhil Rathi

FCA podcast

clock 11 November 2020 • 1 min read

Regulation

FCA takes court action over failed £50m care home UCIS

Investors lost £30m

clock 11 November 2020 • 2 min read

Pensions

'Take the pledge': Regulator urges united front on pension scams

Public commitment

clock 10 November 2020 • 3 min read

Regulation

CII to scrap adviser 'gap-fill' option in SPS applications

From August next year

clock 10 November 2020 • 1 min read

Regulation

FCA bans disgraced 'celebrity adviser' after sexual assault conviction

‘Adviser to the stars’

clock 05 November 2020 • 2 min read

Regulation

HMRC weighs ISA ban on 'new' property fund investments

Response to FCA's planned 180-day notice period

clock 30 October 2020 • 2 min read

Regulation

SM&CR sparks just one enforcement action in nearly five years

FOI reveals

clock 27 October 2020 • 2 min read

Investment

Aegon study highlights impact of fund fees and complexity on returns

Passives fare better than active funds over long term

clock 22 October 2020 • 2 min read