FCA

Investment

Jersey regulator says new Woodford firm has not applied for authorisation

Trading name WCM Partners reserved

clock 18 February 2021 • 1 min read

Investment

FCA partners with Jersey regulator to probe new Woodford venture

WEIF investigation ongoing

clock 17 February 2021 • 2 min read

Investment

Gina Miller calls for independent investigation into 'shameful' Woodford scandal

Investors are "losing faith" in FCA

clock 16 February 2021 • 2 min read

Your profession

FCA's 52 crypto investigations 'tip of the iceberg' - law firm

Only the beginning

clock 15 February 2021 • 2 min read

Regulation

Financial vulnerability surges to 27.7m during Covid-19 pandemic - FCA

Vulnerability shot up 15% in 2020

clock 11 February 2021 • 3 min read

Featured

Justin Corliss: Why are drawdown transfers few and far between?

Justin Corliss looks at the reasons why drawdown transfers are just not happening and whether things will change when 'Assessing Suitability Part 2' hits

clock 09 February 2021 • 3 min read

Pensions

FCA starts High Court action over DB transfer advice failings

Against Paul Steel and Jacqueline Foster

clock 09 February 2021 • 1 min read

Your profession

Major tech changes more likely to cause incidents - FCA

Major technology changes lead to more incidents than lesser ones within financial services firms, research by the Financial Conduct Authority (FCA) has found, and the regulator said while effective risk management is an important component to success....

clock 05 February 2021 • 3 min read

Regulation

Fraudsters target SJP clients in clone scam offering advice

Pretending to be SJP adviser

clock 04 February 2021 • 2 min read

Regulation

Treasury and FCA must consider 'appropriate consequences' over LCF scandal - reports

Dame Elizabeth Gloster named BoE governor Andrew Bailey in her report

clock 02 February 2021 • 1 min read