FCA

Former adviser jailed for laundering £2.5m

Regulation

Former adviser jailed for laundering £2.5m

'Life of luxury' in Ukraine

clock 09 September 2021 • 2 min read
FCA confirms DB transfer redress review to start by year-end

Regulation

FCA confirms DB transfer redress review to start by year-end

Revisits guidance from 2017

clock 01 September 2021 • 2 min read
Chris Davies: The quest for data lakes to streamline regulatory reporting

Technology

Chris Davies: The quest for data lakes to streamline regulatory reporting

Goodbye to 'swivel chair compliance'

clock 26 August 2021 • 3 min read
FCA 'not capable' of effectively supervising crypto exchange Binance

Investment

FCA 'not capable' of effectively supervising crypto exchange Binance

Under fire for AML reporting breaches

clock 26 August 2021 • 2 min read

Featured

Rachel Vahey: Keeping on the right side of the advice boundary

Advisers must stick to the script when it comes to the DB transfer triage process, writes Rachel Vahey

clock 16 August 2021 • 3 min read
Whistleblowers make 2,754 separate allegations of financial misconduct to FCA

Regulation

Whistleblowers make 2,754 separate allegations of financial misconduct to FCA

Around £190m in financial penalties had been handed out

clock 12 August 2021 • 2 min read
ESG survey: Lack of regulatory consistency remains 'significant' challenge for investors

Investment

ESG survey: Lack of regulatory consistency remains 'significant' challenge for investors

ESG no longer a niche pursuit

clock 11 August 2021 • 2 min read
Tavistock Wealth sale to Titan approved by FCA

Investment

Tavistock Wealth sale to Titan approved by FCA

The sale of Tavistock Wealth to Titan has been approved by the Financial Conduct Authority (FCA), with the deal expected to be completed at the end of the month.

clock 10 August 2021 • 2 min read
Nick Smith MP writes to FCA: 'Implement redress scheme for steelworkers'

Regulation

Nick Smith MP writes to FCA: 'Implement redress scheme for steelworkers'

Welsh MP Nick Smith has written to Financial Conduct Authority (FCA) chief executive Nikhil Rathi asking him to implement a consumer redress scheme for steelworkers.

clock 06 August 2021 • 3 min read
Fraudsters target Punter Southall in clone scam

Your profession

Fraudsters target Punter Southall in clone scam

Financial planning firm targeted

clock 05 August 2021 • 2 min read