Compliance

RISK ASSESSMENTS

Compliance consultancy RWA Group has launched a new consulting service aimed at financial advisers and general insurance brokerages within financial services departments.

Online community resource Panacea Adviser and regulatory consultancy CEI Compliance have joined forces to tackle the rapidly emerging field of social media.

The break-up of the Financial Services Authority (FSA) at the start of April is set to create more compliance and risk jobs in the retail banking sector, according to research from BrightPool, the specialist financial services recruitment company.

The Financial Services Authority (FSA) has today banned the co-founder of Cru Investment Management Stephen Danner from working in regulated financial services. As the poisoned chalice of Arch Cru continues to take victims, IFAonline looks at where he...

True Potential's head of group compliance, Charles Jackson, has left the firm after just five months in the role.

Hornbuckle Mitchell has won a case against an investor who claimed their due-diligence lost him £300,000 when esoteric investments held in his SIPP went wrong.

Richard Mattison points out key areas advisers need to be aware of when choosing a SSAS provider

Alistair Hardie discusses the importance of due diligence processes

Sense has launched a range of business support services for advisers working outside the company network.