CIP
Regulation
Advisers and paraplanners should avoid using suitability reports pre-filled with templated objectives, Financial Conduct Authority (FCA) technical specialist Rory Percival has said.
11 February 2015
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Equities
Measure up: The myriad ways advisers benchmark client portfolios
25 September 2014
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6 min read
Regulation
Financial Conduct Authority (FCA) technical specialist Rory Percival today warned advisers they may be "flipping a coin" as to the suitability of their recommendations if they fail to personalise advice when using centralised investment propositions (CIPs)....
14 May 2014
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