MiFID checklist: 10 ways advisers should prepare for the incoming legislation
According to Nucleus and Phil Young
Nucleus and compliance expert Phil Young have launched a report on the Markets in Financial Instruments Directive II (MiFID II), and are offering advisers a list of 10 things they should do in order to prepare for the incoming legislation
MiFID II comes into effect on 3 January 2018 - in just more than 10 weeks' time - and although Zero Support managing partner Phil Young said there are still some questions to be answered by the regulator,...
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