Financial regulators, both in the UK and globally, are cracking down on individual cases of misconduct, bringing a total of 1,761 cases against people in 2016, according to a report by Duff and Phelps.
The corporate adviser has calculated the number of cases focused on individuals outnumbered those against firms by four to one, and was roughly the equivalent of seven cases for every working day of the...
Putting the tech into protection
Square Mile’s series of informal interviews
Fallout from Haywood suspension
Launching later in 2019
£80bn funds under calculation